Anti-Money Laundering Seminars

The Compliance Culture - What does my supervisor expect from me?

Compliance seminar for all staff, employess and the self-employed in the regulated sector including accountants, tax advisors, bookkeepers and trust and company service providers being held at various locations around the UK. 

• Informative and practical seminar
• For all the self-employed and staff, including those new to the supervisory regime
• Focus the risks we face in the sector how how to effectively mitigate them
• Presented by qualified members of the International Compliance Association (ICA)
• Features a presentation by a member of SOCA  

THE AIM OF THE SEMINAR IS TO UNDERSTAND:

• Your role & responsibilities in  the UK AML/CFT regime
• Why you are in the regulated sector
• Monitoring & supervision
• What does my supervisor want from me?
• How to demonstrate compliance to a monitoring supervisor
• Policy and procedures, training and record keeping
• Risk assessment and management
• Client Due Diligence and its importance
• How to undertake cost effective compliance
• The range of complaince 'tools' available
• SOCA’s and your role in the reporting regime
• The pitfalls and penalties

A certificate of training will be issued for all attendees

London Location IOD City is located at New Broad Street House which is centrally located in the heart of the City of London, adjacent to the Broadgate complex and just a few minutes away from Liverpool Street BR and Underground, and easily accessible from Bank and Moorgate Underground stations.

Full details can be found on our secured online shop where you can pay by credit/debit card.  Once your booking has been processed you will receive your joining instructions via e-mail or post.

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